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Legal Solutions by Thomson Reuters offers authoritative law books, references, and current legal dictionary editions, backed by the legacy of West Publishing. Law books and other references can be viewed by jurisdiction, practice area, book format, or subject matter. Fuel your success with law books from Legal Solutions by Thomson Reuters.
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This Aspatore legal title is an authoritative, insider's perspective on the latest changes in regulations affecting securities. Book $90.00 |
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Covers U.S. companies conducting securities transactions abroad, foreign companies accessing U.S. capital markets, and U.S. regulations for international broker-dealers.
Book (Full Set)
$1,212.00
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Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.
Book (Full Set)
$2,394.00
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General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.
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$3,510.00
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A guide to broker-dealer back-office operational issues and supervisory responsibilities. Book (Full Set) $3,690.00 |
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The title contains an in-depth discussion all IRS materials concerning the eligibility, operations, and workings of S Corporations.
Book
$3,191.00
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Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter.
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$4,102.00
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Contains detailed analysis, practical guidance, and primary source materials relating to legal, regulatory, and compliance issues for asset management.
Book
$1,633.00
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Provides practice-oriented information about going public, discussing financing, disclosure systems, and which companies must register under the Securities Act.
Book (Full Set)
$3,404.00
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit Book (Full Set) $3,882.00 |
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Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.
Book
$3,475.00
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Provides guidance on representing directors, officers, and shareholders, in the areas of communication, acquisition and takeover, and transaction issues.
Book (Full Set)
$1,340.00
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Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.
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$1,845.00
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In this Aspatore legal title, a leading securities lawyer provides a user's guide to hedge fund disclosure documents. Book $150.00 |
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Comprehensive treatise on the wide range of complex issues raised by a shareholder derivative lawsuit.
Book
$2,294.00
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New edition Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.
Book (Full Set)
$6,194.00
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Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.
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$1,734.00
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This title helps legal, compliance, and business money management professionals familiarize themselves with essential materials that ensure compliance.
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$1,150.00
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